Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Albert Garrity | 2085729 | 2 | 09/28/1999 | Customer Dispute | Closed-No Action | $8,262.00 | $0.00 | See FINRA Report |
| Michael Jay Weinberg | 2281782 | 2 | 09/23/1999 | Customer Dispute | Closed-No Action | $21,300.00 | $0.00 | See FINRA Report |
| Daniel Raynee Green | 2423085 | 3 | 08/17/1999 | Customer Dispute | Closed-No Action | $7,821.75 | $0.00 | See FINRA Report |
| Paul Andrew Altobelli | 2212401 | 2 | 08/16/1999 | Customer Dispute | Closed-No Action | $12,500.00 | $0.00 | See FINRA Report |
| John Daniel Lazzaro | 2593566 | 1 | 07/27/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bahram Behray | 1174618 | 1 | 04/27/1999 | Customer Dispute | Closed-No Action | $10,410.80 | $0.00 | See FINRA Report |
| Kenneth Patrick McAfee | 2201487 | 1 | 04/12/1999 | Customer Dispute | Closed-No Action | $12,616.40 | $0.00 | See FINRA Report |
| Peter Henry Orzel | 1373206 | 6 | 03/31/1999 | Customer Dispute | Closed-No Action | $12,435.20 | $0.00 | See FINRA Report |
| Steven John Brockmann | 2637900 | 3 | 03/01/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bryan Eugene Remer | 809564 | 1 | 02/16/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |