Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derek E Jett | 3105180 | 2 | 03/15/2001 | Customer Dispute | Closed-No Action | $28,887.00 | $0.00 | See FINRA Report |
| Joseph Michael Mericka | 1220956 | 1 | 03/15/2001 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| George Brooks Jackson | 2205505 | 1 | 03/13/2001 | Customer Dispute | Closed-No Action | $10,567.50 | $0.00 | See FINRA Report |
| Jeffrey Robert Welsh | 2917470 | 4 | 03/02/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Charles Rothenberg | 2692713 | 1 | 02/28/2001 | Customer Dispute | Closed-No Action | $561,000.00 | $0.00 | See FINRA Report |
| Charles Ferrell Jenkins | 2146051 | 1 | 02/22/2001 | Customer Dispute | Closed-No Action | $7,148.10 | $0.00 | See FINRA Report |
| Robert Gregory Hirsch | 2384904 | 1 | 02/21/2001 | Customer Dispute | Closed-No Action | $19,000.00 | $0.00 | See FINRA Report |
| Dominic John Guido | 231738 | 7 | 02/21/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stanley Alpert | 849201 | 2 | 02/01/2001 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Janet Lorraine Roberts | 2879538 | 3 | 01/31/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |