Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Mark Johnston | 2799351 | 5 | 08/28/2013 | Customer Dispute | Closed-No Action | $26,000.00 | $0.00 | See FINRA Report |
| Jennifer Leigh Garcia | 2266576 | 8 | 06/14/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Trethewey | 2964914 | 5 | 05/08/2013 | Customer Dispute | Closed-No Action | $750,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Spearman | 4246592 | 2 | 04/16/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Noel Redalen | 5107147 | 1 | 03/11/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Zachary A. Harless | 5525364 | 5 | 02/28/2013 | Customer Dispute | Closed-No Action | $476.89 | $0.00 | See FINRA Report |
| Kevin Francis Hadawi | 4010384 | 2 | 07/10/2012 | Customer Dispute | Closed-No Action | $11,494.00 | $0.00 | See FINRA Report |
| Michael A Ratner | 2827641 | 2 | 07/02/2012 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Chad Patrick Jorgensen | 4376480 | 2 | 06/29/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Myles David McPartland | 2392691 | 4 | 06/26/2012 | Customer Dispute | Closed-No Action | $178,960.00 | $0.00 | See FINRA Report |