Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Martin Oliver | 2732398 | 2 | 05/14/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Craig Smith | 1620160 | 3 | 04/27/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Glenn Anderson Darrah | 2513725 | 1 | 04/24/2001 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Joseph Karl Huenke | 1077771 | 4 | 04/24/2001 | Customer Dispute | Closed-No Action | $32,493.10 | $0.00 | See FINRA Report |
| Jesse Diaz | 2627473 | 3 | 04/19/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Scherzer | 873966 | 2 | 04/08/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Garret Augustus Alcaraz | 2340245 | 2 | 04/05/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Roslyn Carter | 1067811 | 6 | 03/30/2001 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Dominec Yanniello | 728260 | 3 | 03/27/2001 | Customer Dispute | Closed-No Action | $145,644.00 | $0.00 | See FINRA Report |
| Frank Paul Chrissotimos | 2277175 | 1 | 03/21/2001 | Customer Dispute | Closed-No Action | $17,153.00 | $0.00 | See FINRA Report |