Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Alvarez | 2182612 | 2 | 10/06/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Peter Zaimes | 1859348 | 4 | 10/03/2000 | Customer Dispute | Closed-No Action | $16,000.00 | $0.00 | See FINRA Report |
| Daniel Baker Dimick | 2998534 | 1 | 10/03/2000 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |
| Kenneth Crandall McAdam | 1053552 | 2 | 09/29/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Haim Hen Sander | 3245216 | 2 | 09/07/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robin Olin Swartz | 1599637 | 1 | 08/28/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Alfonso Ibarra | 2727415 | 2 | 08/22/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Nixon Ashe | 1790015 | 6 | 08/20/2000 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Seth Loring Goldberg | 2985059 | 1 | 07/31/2000 | Customer Dispute | Closed-No Action | $350,000.00 | $0.00 | See FINRA Report |
| Suzanne Feinberg | 2398234 | 1 | 07/20/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |