Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Ellsworth McMann | 1663189 | 6 | 10/02/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Franklin Christopher Scudder | 1755775 | 3 | 09/21/2001 | Customer Dispute | Closed-No Action | $36,933.00 | $0.00 | See FINRA Report |
| Ronald Jon Stutman | 1100008 | 6 | 09/04/2001 | Customer Dispute | Closed-No Action | $13,000.00 | $0.00 | See FINRA Report |
| Lee Andrew Fields | 2606919 | 2 | 08/27/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Thomas Winter | 2206351 | 4 | 08/21/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel John Legan | 2360114 | 3 | 08/17/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Benedetto John D'Alessandro | 2471285 | 2 | 08/16/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Lynn Theriault | 2260353 | 2 | 08/14/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Alfredo Manuel Rivas | 3207597 | 1 | 08/07/2001 | Customer Dispute | Closed-No Action | $87,759.00 | $0.00 | See FINRA Report |
| Ronald Duane Roesler | 1763368 | 2 | 08/06/2001 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |