Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glenn Anderson Darrah | 2513725 | 1 | 04/24/2001 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Jesse Diaz | 2627473 | 3 | 04/19/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Garret Augustus Alcaraz | 2340245 | 2 | 04/05/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Roslyn Carter | 1067811 | 6 | 03/30/2001 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Dominec Yanniello | 728260 | 3 | 03/27/2001 | Customer Dispute | Closed-No Action | $145,644.00 | $0.00 | See FINRA Report |
| Frank Paul Chrissotimos | 2277175 | 1 | 03/21/2001 | Customer Dispute | Closed-No Action | $17,153.00 | $0.00 | See FINRA Report |
| Derek E Jett | 3105180 | 2 | 03/15/2001 | Customer Dispute | Closed-No Action | $28,887.00 | $0.00 | See FINRA Report |
| Joseph Michael Mericka | 1220956 | 1 | 03/15/2001 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| George Brooks Jackson | 2205505 | 1 | 03/13/2001 | Customer Dispute | Closed-No Action | $10,567.50 | $0.00 | See FINRA Report |
| Jeffrey Robert Welsh | 2917470 | 4 | 03/02/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |