Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Luther Toothman | 715401 | 1 | 03/26/2002 | Customer Dispute | Closed-No Action | $68,000.00 | $0.00 | See FINRA Report |
| Tasos Demetriou Zambas | 1133279 | 2 | 03/22/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Anthony Marc Meyer | 2465147 | 2 | 03/21/2002 | Customer Dispute | Closed-No Action | $67,000.00 | $0.00 | See FINRA Report |
| Thomas William Banks | 1613814 | 1 | 03/20/2002 | Customer Dispute | Closed-No Action | $183,655.00 | $0.00 | See FINRA Report |
| Christopher Thomas Winter | 2206351 | 4 | 03/14/2002 | Customer Dispute | Closed-No Action | $36,690.00 | $0.00 | See FINRA Report |
| Karen Lucinda Diamond | 2040547 | 5 | 02/26/2002 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| Paula Gallagher Moseley | 2621752 | 1 | 01/14/2002 | Customer Dispute | Closed-No Action | $5,997.20 | $0.00 | See FINRA Report |
| Joel Howard Kaplan | 2143766 | 3 | 01/10/2002 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Noah Shawn Berryman | 2551527 | 1 | 01/02/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ann Valerie Wong-Kruse | 1305410 | 2 | 12/07/2001 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |