Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sally Etta Reagan | 2639923 | 1 | 07/19/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Todd Scott Schmucker | 1575955 | 7 | 07/15/2002 | Customer Dispute | Closed-No Action | $153,282.00 | $0.00 | See FINRA Report |
| Anders Martin Rasmussen | 1617401 | 2 | 07/03/2002 | Customer Dispute | Closed-No Action | $125,000.00 | $0.00 | See FINRA Report |
| Joseph Albert Garrity | 2085729 | 2 | 06/10/2002 | Customer Dispute | Closed-No Action | $175,000.00 | $0.00 | See FINRA Report |
| Edward Scott Goldfarb | 1644636 | 1 | 06/01/2002 | Customer Dispute | Closed-No Action | $7,649.00 | $0.00 | See FINRA Report |
| Donald Ness Lincoln | 2196881 | 1 | 05/28/2002 | Customer Dispute | Closed-No Action | $47,177.90 | $0.00 | See FINRA Report |
| William Anthony Arnold | 2452076 | 1 | 05/15/2002 | Customer Dispute | Closed-No Action | $665,000.00 | $0.00 | See FINRA Report |
| Christopher Thomas Winter | 2206351 | 4 | 04/11/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Lloyd | 2495973 | 1 | 04/05/2002 | Customer Dispute | Closed-No Action | $10,637.00 | $0.00 | See FINRA Report |
| Thomas John Manolakes | 1440053 | 1 | 04/02/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |