Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Frank Purvis | 724572 | 1 | 10/07/2002 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Juergen Hartmut Dietrich | 1707005 | 2 | 10/07/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Leo Ruel | 2164673 | 1 | 10/02/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Katherine Redman | 1046310 | 2 | 10/01/2002 | Customer Dispute | Closed-No Action | $31,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allan Kassower | 839326 | 1 | 09/10/2002 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Karl Huenke | 1077771 | 4 | 08/30/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Glenn Packin | 2959067 | 3 | 08/22/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Paul Richard Freudenberger | 1254797 | 3 | 08/19/2002 | Customer Dispute | Closed-No Action | $24,000.00 | $0.00 | See FINRA Report |
| James Luke Copley | 2518302 | 4 | 08/12/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bruce Wayne Haltinner | 1254882 | 2 | 07/30/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |