Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Lucinda Diamond | 2040547 | 5 | 11/19/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Bylsma | 1879445 | 2 | 11/18/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark William Goldie | 713656 | 1 | 11/18/2002 | Customer Dispute | Closed-No Action | $5,200.00 | $0.00 | See FINRA Report |
| Todd Eric Lapinson | 2642432 | 4 | 11/04/2002 | Customer Dispute | Closed-No Action | $1,000,000.00 | $0.00 | See FINRA Report |
| H Ruben Weisson | 2766156 | 3 | 10/31/2002 | Customer Dispute | Closed-No Action | $13,327.00 | $0.00 | See FINRA Report |
| William John Magette | 1031336 | 2 | 10/28/2002 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Victoria Joy Utecht | 1447214 | 2 | 10/23/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Robert Weber | 708693 | 1 | 10/21/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jason Quinn Marshall | 4012664 | 3 | 10/10/2002 | Customer Dispute | Closed-No Action | $7,172.40 | $0.00 | See FINRA Report |
| Charles John McAfee | 841901 | 1 | 10/07/2002 | Customer Dispute | Closed-No Action | $77,453.00 | $0.00 | See FINRA Report |