Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| F. Lee Summers | 1597699 | 4 | 03/10/2003 | Customer Dispute | Closed-No Action | $54,276.00 | $0.00 | See FINRA Report |
| Brandon Michael Day | 2708083 | 3 | 02/24/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Paul Richard Freudenberger | 1254797 | 3 | 02/06/2003 | Customer Dispute | Closed-No Action | $190,000.00 | $0.00 | See FINRA Report |
| Kelly Suzanne Caves | 1585458 | 1 | 01/30/2003 | Customer Dispute | Closed-No Action | $2,000,000.00 | $0.00 | See FINRA Report |
| William Houk Basler | 1310243 | 9 | 01/21/2003 | Customer Dispute | Closed-No Action | $46,000.00 | $0.00 | See FINRA Report |
| F. Lee Summers | 1597699 | 4 | 01/16/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Helen Marie Devito | 2204648 | 5 | 01/13/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Henry Orzel | 1373206 | 6 | 12/26/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Oscar Difilippo | 734340 | 3 | 12/20/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Edward Caldwell | 3093555 | 1 | 12/07/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |