Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary Alice Hansenfaris | 1076543 | 8 | 07/03/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Marie Vanvorst Williams | 2267880 | 1 | 05/20/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Joseph Hannan | 2590752 | 1 | 05/13/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Mark Scout | 2412842 | 2 | 05/07/2003 | Customer Dispute | Closed-No Action | $10,946.20 | $0.00 | See FINRA Report |
| Edward Sherril Cheek | 4044372 | 1 | 04/14/2003 | Customer Dispute | Closed-No Action | $45,192.30 | $0.00 | See FINRA Report |
| Stephen Michael Bearce | 2464254 | 1 | 04/10/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Rhadi Latif | 2468110 | 1 | 04/10/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Teresa Mae Herman | 2801864 | 1 | 04/09/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Roslyn Carter | 1067811 | 6 | 04/04/2003 | Customer Dispute | Closed-No Action | $44,697.40 | $0.00 | See FINRA Report |
| Lance Withers Slaughter | 1112888 | 3 | 03/28/2003 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |