Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Dudley Peyton | 2648489 | 1 | 02/09/2016 | Customer Dispute | Closed-No Action | $1,000,000.00 | $0.00 | See FINRA Report |
| Brian Michael Jackson | 4733834 | 3 | 02/08/2016 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Kristin Nicole Campbell | 4817906 | 1 | 03/25/2015 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Michael Andrew Trethewey | 2964914 | 5 | 11/21/2014 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Leroy Born | 4052650 | 6 | 10/21/2014 | Customer Dispute | Closed-No Action | $53,092.00 | $0.00 | See FINRA Report |
| Philip Scott Racciato | 2437657 | 1 | 08/21/2014 | Customer Dispute | Closed-No Action | $52,974.00 | $0.00 | See FINRA Report |
| Marc Francis Rogers | 1008145 | 6 | 07/05/2014 | Customer Dispute | Closed-No Action | $3,000,000.00 | $0.00 | See FINRA Report |
| Jerry F. Dillon | 5112221 | 2 | 06/18/2014 | Customer Dispute | Closed-No Action | $490,000.00 | $0.00 | See FINRA Report |
| Paul Douglas Ramer | 2246468 | 2 | 12/31/2013 | Customer Dispute | Closed-No Action | $8,500.00 | $0.00 | See FINRA Report |
| Mitchell Ross Pindus | 1268550 | 3 | 10/30/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |