Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Wai Cheang | 2206607 | 1 | 02/05/2020 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| James Richard Pratt | 3091756 | 1 | 11/25/2019 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Baker Hayn | 4824325 | 2 | 09/09/2019 | Customer Dispute | Closed-No Action | $33,965.50 | $0.00 | See FINRA Report |
| Mohsen Babaeian | 6087190 | 2 | 06/27/2018 | Customer Dispute | Closed-No Action | $12,750.00 | $0.00 | See FINRA Report |
| Stephen Ernest Lomsdalen | 2200220 | 2 | 05/29/2018 | Customer Dispute | Closed-No Action | $323,229.00 | $0.00 | See FINRA Report |
| Craig Alan Canard | 4090114 | 1 | 10/03/2017 | Customer Dispute | Closed-No Action | $6,750.00 | $0.00 | See FINRA Report |
| Michael James Rodgers | 4026249 | 2 | 05/01/2017 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |
| Gregory Alan Michael | 3059577 | 1 | 03/07/2017 | Customer Dispute | Closed-No Action | $495,000.00 | $0.00 | See FINRA Report |
| Zachary A Harless | 5525364 | 4 | 10/03/2016 | Customer Dispute | Closed-No Action | $6,500.00 | $0.00 | See FINRA Report |
| Thomas Einar Gunnersen | 1500400 | 3 | 08/19/2016 | Customer Dispute | Closed-No Action | $31,873.00 | $0.00 | See FINRA Report |