Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Michael Gellmann | 502279 | 1 | 11/20/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Nelson L Hawkins | 1033807 | 3 | 11/18/2003 | Customer Dispute | Closed-No Action | $65,000.00 | $0.00 | See FINRA Report |
| Ricardo J. Popovsky | 2459652 | 4 | 11/07/2003 | Customer Dispute | Closed-No Action | $12,157.00 | $0.00 | See FINRA Report |
| Darryl Stanley Witkowski | 1613299 | 1 | 10/07/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bryan W Davenport | 2927291 | 2 | 09/02/2003 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Brian Carter Keach | 3000286 | 6 | 08/29/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jonathan A Evans | 2541852 | 1 | 08/22/2003 | Customer Dispute | Closed-No Action | $9,875.00 | $0.00 | See FINRA Report |
| Donald Earl Nelson | 2259705 | 1 | 08/19/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kenneth Francis Lemunyon | 1510569 | 3 | 08/08/2003 | Customer Dispute | Closed-No Action | $57,000.00 | $0.00 | See FINRA Report |
| David Allan Feller | 2152227 | 1 | 08/06/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |