Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Hugh Evans | 2480530 | 3 | 09/15/2005 | Customer Dispute | Closed-No Action | $575,000.00 | $0.00 | See FINRA Report |
| James Randall Pringle | 1277121 | 7 | 08/09/2005 | Customer Dispute | Closed-No Action | $9,500.00 | $0.00 | See FINRA Report |
| James Edward Marosi | 2241032 | 1 | 08/03/2005 | Customer Dispute | Closed-No Action | $13,822.70 | $0.00 | See FINRA Report |
| Leif David Olson | 2277495 | 7 | 07/28/2005 | Customer Dispute | Closed-No Action | $32,440.00 | $0.00 | See FINRA Report |
| Brian Henry Waters | 1066951 | 2 | 07/18/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Marc Kevin Elim | 2471834 | 1 | 06/15/2005 | Customer Dispute | Closed-No Action | $143,000.00 | $0.00 | See FINRA Report |
| Kristin Ann Tangen | 1717117 | 1 | 05/31/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Kimble Coggins | 867762 | 1 | 05/20/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Hugh Evans | 2480530 | 3 | 04/05/2005 | Customer Dispute | Closed-No Action | $575,000.00 | $0.00 | See FINRA Report |
| David Oscar Difilippo | 734340 | 3 | 03/30/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |