Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Richard Duval | 1460289 | 1 | 12/14/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Zelda K Benson | 1693930 | 2 | 11/27/2006 | Customer Dispute | Closed-No Action | $201,000.00 | $0.00 | See FINRA Report |
| Robert Scott Wall | 2251271 | 1 | 09/01/2006 | Customer Dispute | Closed-No Action | $91,873.00 | $0.00 | See FINRA Report |
| Salvatore Alberto F Ponzo | 2448442 | 1 | 07/26/2006 | Customer Dispute | Closed-No Action | $77,550.00 | $0.00 | See FINRA Report |
| Rick Eugene Bosche | 1077426 | 1 | 06/28/2006 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Dante Jonathan Laporte | 2331669 | 2 | 05/11/2006 | Customer Dispute | Closed-No Action | $66,235.60 | $0.00 | See FINRA Report |
| Jesse Phillip McCall | 2967148 | 1 | 04/27/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Brendan Perkins | 2229199 | 1 | 04/18/2006 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Steven Anthony Di Palma | 4334713 | 1 | 04/11/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William John McLaughlin | 1625598 | 5 | 03/23/2006 | Customer Dispute | Closed-No Action | $14,750.00 | $0.00 | See FINRA Report |