Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Oscar Huynh | 5521752 | 1 | 05/16/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan West | 1008253 | 2 | 05/11/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Kendall Seedall | 5097375 | 1 | 03/30/2007 | Customer Dispute | Closed-No Action | $29,259.00 | $0.00 | See FINRA Report |
| Andreas J Kuehle | 2375551 | 3 | 03/07/2007 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| James Morgan Horan | 4762737 | 1 | 03/01/2007 | Customer Dispute | Closed-No Action | $8,248.00 | $0.00 | See FINRA Report |
| Cort Aaron Giffin | 2276945 | 2 | 12/22/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Zelda K Benson | 1693930 | 2 | 11/27/2006 | Customer Dispute | Closed-No Action | $201,000.00 | $0.00 | See FINRA Report |
| Robert Scott Wall | 2251271 | 1 | 09/01/2006 | Customer Dispute | Closed-No Action | $91,873.00 | $0.00 | See FINRA Report |
| Salvatore Alberto F Ponzo | 2448442 | 1 | 07/26/2006 | Customer Dispute | Closed-No Action | $77,550.00 | $0.00 | See FINRA Report |
| Rick Eugene Bosche | 1077426 | 1 | 06/28/2006 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |