Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sharon Mine Hidaka | 1437088 | 1 | 06/18/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edward David Wylam | 1448932 | 5 | 05/29/2007 | Customer Dispute | Closed-No Action | $36,000.00 | $0.00 | See FINRA Report |
| Oscar Huynh | 5521752 | 1 | 05/16/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan West | 1008253 | 2 | 05/11/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Vernon Kim | 2373668 | 3 | 04/10/2007 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Andreas J Kuehle | 2375551 | 3 | 03/07/2007 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| James Morgan Horan | 4762737 | 1 | 03/01/2007 | Customer Dispute | Closed-No Action | $8,248.00 | $0.00 | See FINRA Report |
| Michael David Sejka | 4313541 | 1 | 01/25/2007 | Customer Dispute | Closed-No Action | $16,114.00 | $0.00 | See FINRA Report |
| Daniel John Legan | 2360114 | 3 | 01/22/2007 | Customer Dispute | Closed-No Action | $22,000.00 | $0.00 | See FINRA Report |
| Cort Aaron Giffin | 2276945 | 2 | 12/22/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |