Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allen Cheng Tsai | 2705505 | 2 | 01/30/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Joseph Incalcaterra | 1974665 | 1 | 01/15/2008 | Customer Dispute | Closed-No Action | $335,556.00 | $0.00 | See FINRA Report |
| Charles Edward Durham | 4337880 | 5 | 12/07/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew Johnson Sutherland | 2371305 | 2 | 11/16/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Allen Moe | 1101053 | 3 | 11/12/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| H Ruben Weisson | 2766156 | 3 | 09/24/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Haygood Paterson Seawell | 2670707 | 5 | 09/14/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jason Marc Freeman | 2339472 | 5 | 08/29/2007 | Customer Dispute | Closed-No Action | $46,750.00 | $0.00 | See FINRA Report |
| John William Short | 2580533 | 1 | 07/02/2007 | Customer Dispute | Closed-No Action | $188,000.00 | $0.00 | See FINRA Report |
| Bruce Wayne Haltinner | 1254882 | 2 | 06/19/2007 | Customer Dispute | Closed-No Action | $155,000.00 | $0.00 | See FINRA Report |