Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Dennis Courtland | 4374698 | 3 | 04/28/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Jeffrey Birnbaum | 1496899 | 2 | 04/16/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Leonard Anshelevich | 1913219 | 2 | 03/24/2008 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Virginia K Mazzoni | 2831138 | 2 | 03/19/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffery A Price | 4218448 | 2 | 03/08/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffery A Price | 4218448 | 2 | 03/08/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Betty Tellaisha Schultze | 1496957 | 4 | 02/20/2008 | Customer Dispute | Closed-No Action | $950,000.00 | $0.00 | See FINRA Report |
| Michael Wayne Hobson | 4390361 | 3 | 02/19/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Reid William Matthews | 4464089 | 1 | 02/05/2008 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| John Michael Hampton | 3253907 | 3 | 02/02/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |