Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ann Valerie Wong-Kruse | 1305410 | 2 | 05/07/2002 | Customer Dispute | Award / Judgment | $146,000.00 | $21,547.90 | See FINRA Report |
| Todd Scott Schmucker | 1575955 | 7 | 12/19/2001 | Customer Dispute | Award / Judgment | $488,000.00 | $335,816.00 | See FINRA Report |
| Douglas Wolf Osher | 2560796 | 5 | 12/07/2001 | Customer Dispute | Award / Judgment | $302,732.00 | $283,925.00 | See FINRA Report |
| Stephen James Donelan | 2664459 | 2 | 10/17/2001 | Customer Dispute | Award / Judgment | $1,200,000.00 | $620,021.00 | See FINRA Report |
| David Oscar Difilippo | 734340 | 3 | 10/10/2001 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See FINRA Report |
| David Anthony Galluccio | 2390123 | 2 | 08/28/2001 | Customer Dispute | Award / Judgment | $2,745,130.00 | $650,000.00 | See FINRA Report |
| Matthew Thorne Newman | 1329990 | 5 | 08/06/2001 | Customer Dispute | Award / Judgment | $7,000.00 | $3,235.50 | See FINRA Report |
| Anthony Dale Lapia | 1560467 | 6 | 07/26/2001 | Customer Dispute | Award / Judgment | $140,000.00 | $407,568.00 | See FINRA Report |
| Charles Kyriacos Anastasiou | 1009891 | 1 | 06/12/2001 | Customer Dispute | Award / Judgment | $3,500,000.00 | $270,000.00 | See FINRA Report |
| James Wendell Purce | 1237253 | 1 | 05/09/2001 | Customer Dispute | Award / Judgment | $1,500,000.00 | $100,000.00 | See FINRA Report |