Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Drew Richard Dusebout | 1352522 | 1 | 01/02/2003 | Customer Dispute | Award / Judgment | $482,135.00 | $202,747.00 | See FINRA Report |
| William Robert Martin | 1060242 | 1 | 12/19/2002 | Customer Dispute | Award / Judgment | $139,311.00 | $68,500.00 | See FINRA Report |
| James Edward Mayer | 2813427 | 2 | 12/09/2002 | Customer Dispute | Award / Judgment | $14,382.00 | $8,630.00 | See FINRA Report |
| Dennis Adams Peacock | 2561145 | 1 | 11/14/2002 | Customer Dispute | Award / Judgment | $97,229.00 | $54,240.80 | See FINRA Report |
| Darrel Leland Trost | 855013 | 3 | 10/10/2002 | Customer Dispute | Award / Judgment | $274,000.00 | $0.00 | See FINRA Report |
| Roger Henry Erichsen | 1957278 | 6 | 10/01/2002 | Customer Dispute | Award / Judgment | $445,854.00 | $110,000.00 | See FINRA Report |
| Owen Howard Watstein | 2305294 | 3 | 09/26/2002 | Customer Dispute | Award / Judgment | $12,866.80 | $0.00 | See FINRA Report |
| Paul Randall Walker | 1485016 | 5 | 09/23/2002 | Customer Dispute | Award / Judgment | $24,500.00 | $1,065.93 | See FINRA Report |
| Michael James Foreman | 862208 | 3 | 07/26/2002 | Customer Dispute | Award / Judgment | $2,300,000.00 | $1,332,990.00 | See FINRA Report |
| Carlos Jimenez | 3146789 | 1 | 07/25/2002 | Customer Dispute | Award / Judgment | $375,000.00 | $272,424.00 | See FINRA Report |