Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Robert Gagne | 2233466 | 2 | 05/08/2003 | Customer Dispute | Award / Judgment | $100,000.00 | $35,000.00 | See FINRA Report |
| David Robert Golson | 2266707 | 2 | 04/09/2003 | Customer Dispute | Award / Judgment | $0.00 | $2,405.00 | See FINRA Report |
| Theodore Geller | 219555 | 2 | 03/21/2003 | Customer Dispute | Award / Judgment | $48,108.00 | $0.00 | See FINRA Report |
| John Patrick Maskubi | 2619951 | 3 | 02/13/2003 | Customer Dispute | Award / Judgment | $200,000.00 | $20,000.00 | See FINRA Report |
| Ralph Hartwell Saunders | 2362019 | 1 | 02/13/2003 | Customer Dispute | Award / Judgment | $320,000.00 | $51,133.80 | See FINRA Report |
| J Lemoine Patty | 1297294 | 2 | 02/04/2003 | Customer Dispute | Award / Judgment | $758,285.00 | $223,680.00 | See FINRA Report |
| Garret Augustus Alcaraz | 2340245 | 2 | 01/23/2003 | Customer Dispute | Award / Judgment | $9,320.00 | $2,000.00 | See FINRA Report |
| Paul Leathem Leahy | 1314102 | 4 | 01/21/2003 | Customer Dispute | Award / Judgment | $64,004.10 | $60,842.40 | See FINRA Report |
| Duncan Keith MacKay | 1113293 | 1 | 01/09/2003 | Customer Dispute | Award / Judgment | $305,527.00 | $94,559.80 | See FINRA Report |
| Joseph Bradley Kucera | 1884612 | 1 | 01/08/2003 | Customer Dispute | Award / Judgment | $403,000.00 | $0.00 | See FINRA Report |