Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eugene L D'Amico | 1196652 | 4 | 02/27/2004 | Customer Dispute | Award / Judgment | $68,413.00 | $18,987.40 | See FINRA Report |
| Michael John King | 1060446 | 2 | 12/08/2003 | Customer Dispute | Award / Judgment | $210,000.00 | $295,876.00 | See FINRA Report |
| Jeffrey Martin Roumfort | 2307974 | 3 | 10/22/2003 | Customer Dispute | Award / Judgment | $1,149,830.00 | $11,000.00 | See FINRA Report |
| Thomas Anthony Taggart | 2427050 | 3 | 10/16/2003 | Customer Dispute | Award / Judgment | $40,000.00 | $36,434.30 | See FINRA Report |
| Patrick Paul Shannon | 1685200 | 4 | 09/30/2003 | Customer Dispute | Award / Judgment | $634,149.00 | $26,109.10 | See FINRA Report |
| Andrew Martin Romer | 804906 | 3 | 09/19/2003 | Customer Dispute | Award / Judgment | $535,396.00 | $69,800.00 | See FINRA Report |
| Gary Sidney Jameson | 1576004 | 1 | 07/09/2003 | Customer Dispute | Award / Judgment | $400,000.00 | $75,000.00 | See FINRA Report |
| David Nixon Ashe | 1790015 | 6 | 07/08/2003 | Customer Dispute | Award / Judgment | $300,000.00 | $200,000.00 | See FINRA Report |
| Andrew Russell Kevlahan | 2028676 | 2 | 06/04/2003 | Customer Dispute | Award / Judgment | $16,500.00 | $11,000.00 | See FINRA Report |
| Lloyd Alan Zitomer | 1641047 | 1 | 05/13/2003 | Customer Dispute | Award / Judgment | $500,000.00 | $11,000.00 | See FINRA Report |