Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Drew Donald Barlow | 1379248 | 1 | 08/03/2009 | Customer Dispute | Award / Judgment | $200,000.00 | $3,536.82 | See FINRA Report |
| Todd Douglas Baker | 1911500 | 1 | 07/07/2009 | Customer Dispute | Award / Judgment | $449,470.00 | $238,113.00 | See FINRA Report |
| Paul Alexander Couch | 2162723 | 1 | 06/22/2009 | Customer Dispute | Award / Judgment | $74,000.00 | $15,500.00 | See FINRA Report |
| Michael James Stevens | 2948736 | 3 | 05/04/2009 | Customer Dispute | Award / Judgment | $20,991.80 | $2,000.00 | See FINRA Report |
| James Andrew Cummings | 3258679 | 1 | 04/27/2009 | Customer Dispute | Award / Judgment | $30,843.20 | $4,857.34 | See FINRA Report |
| James Vasil Long | 2142638 | 6 | 04/24/2009 | Customer Dispute | Award / Judgment | $0.00 | $571,522.00 | See FINRA Report |
| Bart Aaron Martinez | 2767437 | 2 | 04/13/2009 | Customer Dispute | Award / Judgment | $66,945.00 | $41,916.50 | See FINRA Report |
| Patrick Buschmohle Jr | 2999381 | 3 | 02/18/2009 | Customer Dispute | Award / Judgment | $200,000.00 | $61,891.00 | See FINRA Report |
| Danielle Ann Newman | 2156225 | 2 | 10/07/2008 | Customer Dispute | Award / Judgment | $25,000.00 | $14,606.00 | See FINRA Report |
| Azmi Yacoub Fakhoury | 1021454 | 3 | 04/08/2008 | Customer Dispute | Award / Judgment | $90,000.00 | $92,391.10 | See FINRA Report |