Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas James Vollmer | 455505 | 6 | 11/15/1987 | Customer Dispute | Award / Judgment | $250,000.00 | $101,132.00 | See FINRA Report |
| Robert Kent Post | 366261 | 7 | 09/15/1987 | Customer Dispute | Award / Judgment | $250,000.00 | $24,150.00 | See FINRA Report |
| Roy H Savarick | 858684 | 4 | 09/02/1987 | Customer Dispute | Award / Judgment | $27,913.00 | $7,000.00 | See FINRA Report |
| Harry Gaykian | 219024 | 3 | 03/20/1986 | Customer Dispute | Award / Judgment | $214,000.00 | $43,894.00 | See FINRA Report |
| Andrew Joseph Harmer | 724175 | 8 | 11/01/1984 | Customer Dispute | Award / Judgment | $35,000.00 | $6,100.00 | See FINRA Report |
| Dominic John Guido | 231738 | 7 | 06/25/1984 | Customer Dispute | Award / Judgment | $400,000.00 | $17,500.00 | See FINRA Report |
| Bruce Arnold Pomerantz | 365450 | 2 | 07/31/1983 | Customer Dispute | Award / Judgment | $60,000.00 | $30,000.00 | See FINRA Report |
| John Denis Fitzpatrick | 209158 | 2 | 09/08/1981 | Customer Dispute | Award / Judgment | $116,795.00 | $119,398.00 | See FINRA Report |
| Bruce Edward Piccirillo | 835562 | 5 | 11/30/-0001 | Customer Dispute | Award / Judgment | $23,000.00 | $2,000.00 | See FINRA Report |