Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Murray Millspaugh | 1556852 | 4 | 02/08/1989 | Customer Dispute | Award / Judgment | $80,000.00 | $67,663.20 | See FINRA Report |
| Arthur Lee Thompson | 828946 | 7 | 01/28/1989 | Customer Dispute | Award / Judgment | $295,189.00 | $187,552.00 | See FINRA Report |
| Fredric Charles Gesten | 705821 | 3 | 01/01/1989 | Customer Dispute | Award / Judgment | $10,000.00 | $2,000.00 | See FINRA Report |
| James Joseph Murphy | 1024330 | 7 | 08/17/1988 | Customer Dispute | Award / Judgment | $26,856.70 | $16,001.60 | See FINRA Report |
| Arthur Lee Thompson | 828946 | 7 | 07/25/1988 | Customer Dispute | Award / Judgment | $484,000.00 | $354,060.00 | See FINRA Report |
| Gregory Joseph Hetzer | 1029208 | 1 | 02/09/1988 | Customer Dispute | Award / Judgment | $133,198.00 | $22,320.00 | See FINRA Report |
| Michael L Kramer | 873334 | 1 | 01/20/1988 | Customer Dispute | Award / Judgment | $75,000.00 | $44,100.00 | See FINRA Report |
| Roger Bruce Riley | 1224575 | 2 | 01/01/1988 | Customer Dispute | Award / Judgment | $1,926.00 | $2,094.00 | See FINRA Report |
| John Joseph Colcolough | 1429186 | 4 | 01/01/1988 | Customer Dispute | Award / Judgment | $0.00 | $735.00 | See FINRA Report |
| Larry Stephen Saxby | 411767 | 3 | 12/23/1987 | Customer Dispute | Award / Judgment | $0.00 | $80,000.00 | See FINRA Report |