Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Bernard Goodwin | 1589512 | 1 | 10/17/1990 | Customer Dispute | Award / Judgment | $18,000.00 | $15,104.40 | See FINRA Report |
| Jeffrey Gareth Heimstaedt | 732695 | 5 | 10/15/1990 | Customer Dispute | Award / Judgment | $67,076.10 | $51,000.00 | See FINRA Report |
| Arthur Quan Chan | 1074367 | 3 | 08/31/1990 | Customer Dispute | Award / Judgment | $827,029.00 | $139,000.00 | See FINRA Report |
| Mary Alice Hansenfaris | 1076543 | 8 | 05/25/1990 | Customer Dispute | Award / Judgment | $500.00 | $500.00 | See FINRA Report |
| Lee Gleeman | 1366954 | 2 | 05/07/1990 | Customer Dispute | Award / Judgment | $10,800.00 | $55.39 | See FINRA Report |
| Marvin G Zucker | 1540150 | 3 | 03/02/1990 | Customer Dispute | Award / Judgment | $93,500.00 | $25,000.00 | See FINRA Report |
| Charles Daniel Stephens | 838180 | 1 | 03/02/1990 | Customer Dispute | Award / Judgment | $3,046.00 | $3,046.00 | See FINRA Report |
| Thomas Joseph Olszak | 719256 | 6 | 12/11/1989 | Customer Dispute | Award / Judgment | $3,128.75 | $72,518.40 | See FINRA Report |
| Joseph John Ulloa | 451439 | 5 | 11/13/1989 | Customer Dispute | Award / Judgment | $182,600.00 | $140,000.00 | See FINRA Report |
| Anne Lane Davidson | 728189 | 8 | 07/10/1989 | Customer Dispute | Award / Judgment | $17,611.00 | $3,808.80 | See FINRA Report |