Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Don Persons Wyse | 1417139 | 6 | 09/24/1991 | Customer Dispute | Award / Judgment | $300,000.00 | $25,611.00 | See FINRA Report |
| Herbert Merritt Harrison | 1013818 | 2 | 08/26/1991 | Customer Dispute | Award / Judgment | $150,000.00 | $195,140.00 | See FINRA Report |
| James Joseph Murphy | 1024330 | 7 | 07/31/1991 | Customer Dispute | Award / Judgment | $0.00 | $2,064.50 | See FINRA Report |
| William Noel Goodwin | 225534 | 4 | 05/01/1991 | Customer Dispute | Award / Judgment | $100,000.00 | $35,750.00 | See FINRA Report |
| Efraim Gelber | 1036869 | 1 | 04/26/1991 | Customer Dispute | Award / Judgment | $55,802.30 | $55,802.30 | See FINRA Report |
| Raymond Ivory Tucker | 714821 | 1 | 02/11/1991 | Customer Dispute | Award / Judgment | $848,446.00 | $300,000.00 | See FINRA Report |
| Arild Torvik Ostensen | 353958 | 2 | 02/01/1991 | Customer Dispute | Award / Judgment | $261,067.00 | $36,162.00 | See FINRA Report |
| Roger Craig Hicks | 1109043 | 1 | 01/22/1991 | Customer Dispute | Award / Judgment | $42,000.00 | $7,500.00 | See FINRA Report |
| Gregory Eric Beckman | 1089649 | 2 | 01/01/1991 | Customer Dispute | Award / Judgment | $50,000.00 | $10,000.00 | See FINRA Report |
| Mitchell Ross Pindus | 1268550 | 4 | 12/01/1990 | Customer Dispute | Award / Judgment | $109,914.00 | $35,000.00 | See FINRA Report |