Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Scott Durlester | 1009194 | 7 | 11/23/1992 | Customer Dispute | Award / Judgment | $115,000.00 | $8,000.00 | See FINRA Report |
| John Rutledge Lane | 1418711 | 2 | 10/29/1992 | Customer Dispute | Award / Judgment | $75,000.00 | $82,000.00 | See FINRA Report |
| Larry Evan Leppo | 1002010 | 1 | 10/22/1992 | Customer Dispute | Award / Judgment | $82,000.00 | $7,000.00 | See FINRA Report |
| Gregory Ellis Hill | 710294 | 5 | 07/08/1992 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See FINRA Report |
| Marvin G Zucker | 1540150 | 3 | 04/22/1992 | Customer Dispute | Award / Judgment | $10,250.00 | $4,500.00 | See FINRA Report |
| David Townsend McCune | 326451 | 4 | 04/17/1992 | Customer Dispute | Award / Judgment | $13,710.00 | $8,855.00 | See FINRA Report |
| Neil J Kirk | 1769313 | 1 | 02/26/1992 | Customer Dispute | Award / Judgment | $123,688.00 | $4,000.00 | See FINRA Report |
| Robert John Brennan | 29835 | 2 | 02/24/1992 | Customer Dispute | Award / Judgment | $40,000.00 | $7,339.00 | See FINRA Report |
| Keith Harlow Dunton | 1803318 | 4 | 12/12/1991 | Customer Dispute | Award / Judgment | $6,061.00 | $1,251.13 | See FINRA Report |
| John Martin Jetter | 258617 | 7 | 09/27/1991 | Customer Dispute | Award / Judgment | $1,150,000.00 | $287,500.00 | See FINRA Report |