Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Paul Barberis | 1772762 | 5 | 01/12/1995 | Customer Dispute | Award / Judgment | $207,000.00 | $50,000.00 | See FINRA Report |
| William M Black | 1130391 | 2 | 01/04/1995 | Customer Dispute | Award / Judgment | $50,000.00 | $8,765.00 | See FINRA Report |
| Kurt John Poling | 1946383 | 1 | 08/04/1994 | Customer Dispute | Award / Judgment | $0.00 | $3,125.00 | See FINRA Report |
| Richard Jay Bernstein | 1113777 | 8 | 06/22/1994 | Customer Dispute | Award / Judgment | $60,000.00 | $91,200.00 | See FINRA Report |
| Alan Craig Nager | 717868 | 4 | 03/22/1994 | Customer Dispute | Award / Judgment | $500,000.00 | $601,124.00 | See FINRA Report |
| Albert Shihnai Yuan | 1180058 | 2 | 03/21/1994 | Customer Dispute | Award / Judgment | $40,000.00 | $30,000.00 | See FINRA Report |
| Mitchell Joseph Haberman | 1470014 | 3 | 01/21/1994 | Customer Dispute | Award / Judgment | $20,173.00 | $14,202.00 | See FINRA Report |
| Maureen Shioban Ayral | 1023919 | 2 | 11/02/1993 | Customer Dispute | Award / Judgment | $50,000.00 | $66,067.00 | See FINRA Report |
| Brian Scot Stevenson | 1854798 | 8 | 10/12/1993 | Customer Dispute | Award / Judgment | $10,000.00 | $6,900.00 | See FINRA Report |
| Richard A Becker | 1362427 | 1 | 09/23/1993 | Customer Dispute | Award / Judgment | $500,000.00 | $7,610.80 | See FINRA Report |