Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Gerard Ley | 1127048 | 3 | 08/07/1996 | Customer Dispute | Award / Judgment | $500,000.00 | $65,000.00 | See FINRA Report |
| Dominick Stillo | 1917649 | 3 | 06/07/1996 | Customer Dispute | Award / Judgment | $190,000.00 | $57,186.00 | See FINRA Report |
| Michael Joseph Marasco | 1002058 | 5 | 11/27/1995 | Customer Dispute | Award / Judgment | $8,334.89 | $7,535.00 | See FINRA Report |
| Salim Kimiagar | 1701719 | 2 | 11/15/1995 | Customer Dispute | Award / Judgment | $6,539.56 | $7,481.44 | See FINRA Report |
| Michael Earl Gorton | 1019595 | 1 | 10/10/1995 | Customer Dispute | Award / Judgment | $225,000.00 | $98,987.00 | See FINRA Report |
| Anne Lane Davidson | 728189 | 8 | 09/27/1995 | Customer Dispute | Award / Judgment | $100,000.00 | $41,846.20 | See FINRA Report |
| Erik Littlejohn | 1910841 | 2 | 09/05/1995 | Customer Dispute | Award / Judgment | $111,793.00 | $128,908.00 | See FINRA Report |
| Rankin Revel Rawlings | 1616713 | 3 | 08/29/1995 | Customer Dispute | Award / Judgment | $100,000.00 | $34,927.00 | See FINRA Report |
| Russell Gene Miller | 2352053 | 1 | 08/07/1995 | Customer Dispute | Award / Judgment | $97,000.00 | $5,000.00 | See FINRA Report |
| Jeffrey Alan West | 1008253 | 2 | 04/25/1995 | Customer Dispute | Award / Judgment | $35,824.90 | $6,500.00 | See FINRA Report |