Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Templeton Marshall | 2868030 | 2 | 05/01/2001 | Customer Dispute | Award / Judgment | $10,000.00 | $10,074.00 | See FINRA Report |
| William D Link | 865079 | 8 | 04/30/2001 | Customer Dispute | Award / Judgment | $8,200,000.00 | $813,248.00 | See FINRA Report |
| James Ignatius Dunn | 2530871 | 2 | 04/28/2001 | Customer Dispute | Award / Judgment | $75,000.00 | $1,074.00 | See FINRA Report |
| Eric Clark Anderson | 1811465 | 4 | 03/14/2001 | Customer Dispute | Award / Judgment | $14,751.00 | $17,836.00 | See FINRA Report |
| James Garland Osborne | 1030892 | 3 | 10/18/2000 | Customer Dispute | Award / Judgment | $285,000.00 | $72,380.50 | See FINRA Report |
| William James Baxter | 2193474 | 1 | 07/14/2000 | Customer Dispute | Award / Judgment | $125,000.00 | $0.00 | See FINRA Report |
| William Joseph Molfetto | 1404904 | 1 | 04/03/2000 | Customer Dispute | Award / Judgment | $9,898.00 | $2,740.00 | See FINRA Report |
| William D Link | 865079 | 8 | 01/26/2000 | Customer Dispute | Award / Judgment | $500,000.00 | $104,000.00 | See FINRA Report |
| George Constantin Kakouris | 818949 | 3 | 12/04/1999 | Customer Dispute | Award / Judgment | $174,372.00 | $0.00 | See FINRA Report |
| Herbert Merritt Harrison | 1013818 | 2 | 08/24/1999 | Customer Dispute | Award / Judgment | $400,000.00 | $300,000.00 | See FINRA Report |