Our Staff has compiled our research into a database of FINRA Broker Disclosures for Rhodes Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary Joanna Rose Recio Pili | 6849538 | 1 | 11/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| J Gordon Rhodes | 4763582 | 1 | 01/11/2017 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Jim Gordon Rhodes | 813870 | 2 | 01/11/2017 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Marilyn Ruth Zehntner | 2645697 | 1 | 01/11/2017 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Joseph William Jones | 5587226 | 1 | 08/25/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Robert Singleton | 1587209 | 1 | 02/09/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Rush Vann | 715885 | 1 | 10/31/2005 | Customer Dispute | Settled | $282,684.00 | $0.00 | See FINRA Report |
| Karen Rayburn Burns | 2482528 | 1 | 03/31/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jim Gordon Rhodes | 813870 | 2 | 08/31/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |