Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arlington Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Brian Jones | 2867623 | 5 | 09/17/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jeffrey John Unterreiner | 1714682 | 1 | 08/10/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Louis Hays | 1194858 | 1 | 04/14/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Graham Andrew Barton | 2236148 | 1 | 08/16/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michele Paulette Berra | 1216249 | 2 | 03/29/2007 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Michele Paulette Berra | 1216249 | 2 | 01/14/2007 | Customer Dispute | Closed-No Action | $115,000.00 | $0.00 | See FINRA Report |
| Christopher Brian Jones | 2867623 | 5 | 09/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Brian Jones | 2867623 | 5 | 12/23/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Brian Jones | 2867623 | 5 | 07/19/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Brian Jones | 2867623 | 5 | 09/09/1999 | Customer Dispute | Settled | $120.00 | $0.00 | See FINRA Report |