Our Staff has compiled our research into a database of FINRA Broker Disclosures for Profunds Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Saxon Mullins Justice | 6836288 | 1 | 06/23/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Pey-Luen Hsing | 2193422 | 4 | 11/03/2004 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Mark Pey-Luen Hsing | 2193422 | 4 | 04/07/1997 | Customer Dispute | Settled | $245,975.00 | $0.00 | See FINRA Report |
| Mark Pey-Luen Hsing | 2193422 | 4 | 12/30/1996 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Mark Pey-Luen Hsing | 2193422 | 4 | 04/24/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roger Charles Starr | 4073046 | 2 | 10/23/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roger Charles Starr | 4073046 | 2 | 09/26/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |