Our Staff has compiled our research into a database of FINRA Broker Disclosures for Johnson Rice & Company L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Douglas Johnson | 259293 | 2 | 08/08/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Forney Rowan | 2262387 | 1 | 06/13/2001 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |
| Edward Douglas Johnson | 259293 | 2 | 06/29/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Arthur Meade | 5587028 | 1 | 01/23/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |