Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stancorp Equities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dorothy Ann Vo | 6276933 | 3 | 01/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dorothy Ann Vo | 6276933 | 3 | 01/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth J Trent | 3023767 | 1 | 07/05/2016 | Customer Dispute | Settled | $32,280.00 | $0.00 | See FINRA Report |
| Miriam Carreno | 6646368 | 3 | 02/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miriam Carreno | 6646368 | 3 | 08/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miriam Carreno | 6646368 | 3 | 04/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Graham Nilsen | 1572362 | 1 | 11/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Larry Joseph Costa | 2434807 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |