Our Staff has compiled our research into a database of FINRA Broker Disclosures for Intercarolina Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adamson Wayne Wright | 2650328 | 7 | 12/24/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Eric Koonwai Ng | 2780478 | 3 | 11/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Koonwai Ng | 2780478 | 3 | 07/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Harold Hartzman | 2322314 | 1 | 02/09/2005 | Customer Dispute | Denied | $35,800.00 | $0.00 | See FINRA Report |
| Jeremy Michael Remily | 5034303 | 1 | 10/15/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| J Claude Scheuerman | 1054216 | 1 | 03/18/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Nelson Wiseman | 1621758 | 2 | 02/21/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roger Allen Hubley | 251984 | 2 | 01/17/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marcus Dale Kindley | 734449 | 2 | 04/01/1997 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| John Andrew Shumski | 1636896 | 1 | 05/01/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |