Our Staff has compiled our research into a database of FINRA Broker Disclosures for Roberts & Ryan Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Francis Oneill | 352986 | 3 | 01/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Francis Oneill | 352986 | 3 | 06/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Francis Oneill | 352986 | 3 | 02/16/1990 | Customer Dispute | Settled | $1,700,000.00 | $0.00 | See FINRA Report |
| Peter John Clarke | 2913182 | 1 | 05/12/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |