Our Staff has compiled our research into a database of FINRA Broker Disclosures for Roberts & Ryan Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John William Panin | 1833172 | 3 | 01/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John William Panin | 1833172 | 3 | 09/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John William Panin | 1833172 | 3 | 08/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Anthony Suarino | 1143416 | 2 | 06/11/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John David Luce | 1406750 | 1 | 08/11/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Salvatore Anthony Suarino | 1143416 | 2 | 12/12/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |