Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia A Pottle | 5253399 | 1 | 08/14/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Robert Shea | 3228499 | 1 | 12/21/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Arnold Coston | 3132472 | 1 | 11/03/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |