Our Staff has compiled our research into a database of FINRA Broker Disclosures for Harbour Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walter Joseph Roderer | 1470148 | 3 | 12/11/2012 | Customer Dispute | Denied | $79,453.90 | $0.00 | See FINRA Report |
| Geraldine Marie Parrott | 1185742 | 1 | 09/14/2012 | Customer Dispute | Settled | $279,000.00 | $0.00 | See FINRA Report |
| Daniel Osborn | 5906150 | 1 | 08/15/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Thompson | 4341369 | 2 | 05/15/2012 | Customer Dispute | Denied | $68,726.20 | $0.00 | See FINRA Report |
| David John Knibbe | 1217640 | 1 | 03/27/2012 | Customer Dispute | Settled | $5,873.49 | $0.00 | See FINRA Report |
| Jeffrey Alan Jahnke | 4205406 | 1 | 06/07/2011 | Customer Dispute | Denied | $31,500.00 | $0.00 | See FINRA Report |
| Walter Joseph Roderer | 1470148 | 3 | 05/16/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Walter Joseph Roderer | 1470148 | 3 | 04/18/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Carl Kauth | 1250530 | 3 | 01/12/2011 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Duane Edward Janka | 2441415 | 1 | 03/30/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |