Our Staff has compiled our research into a database of FINRA Broker Disclosures for Harbour Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles William Moline | 1485807 | 1 | 11/03/2015 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Robert Thomas Groves | 1869909 | 1 | 01/09/2015 | Customer Dispute | Withdrawn | $21,721.00 | $0.00 | See FINRA Report |
| Rodney Dale Engh | 7164054 | 1 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Wayne Michael | 1492327 | 1 | 09/05/2014 | Customer Dispute | Withdrawn | $30,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Carless | 6431603 | 4 | 01/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ian C Dick | 4648239 | 3 | 12/30/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ian C Dick | 4648239 | 3 | 12/30/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Carless | 6431603 | 4 | 11/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Herding | 2239357 | 2 | 01/26/2013 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Danford Mark Byrens | 1292726 | 3 | 01/17/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |