Our Staff has compiled our research into a database of FINRA Broker Disclosures for Harbour Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodney Dale Engh | 7164054 | 1 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Wayne Michael | 1492327 | 1 | 09/05/2014 | Customer Dispute | Withdrawn | $30,000.00 | $0.00 | See FINRA Report |
| Mark Allen Herding | 2239357 | 2 | 01/26/2013 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Danford Mark Byrens | 1292726 | 3 | 01/17/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Walter Joseph Roderer | 1470148 | 3 | 12/11/2012 | Customer Dispute | Denied | $79,453.90 | $0.00 | See FINRA Report |
| Geraldine Marie Parrott | 1185742 | 1 | 09/14/2012 | Customer Dispute | Settled | $279,000.00 | $0.00 | See FINRA Report |
| Daniel Osborn | 5906150 | 1 | 08/15/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Thompson | 4341369 | 2 | 05/15/2012 | Customer Dispute | Denied | $68,726.20 | $0.00 | See FINRA Report |
| David John Knibbe | 1217640 | 1 | 03/27/2012 | Customer Dispute | Settled | $5,873.49 | $0.00 | See FINRA Report |
| Jeffrey Alan Jahnke | 4205406 | 1 | 06/07/2011 | Customer Dispute | Denied | $31,500.00 | $0.00 | See FINRA Report |