Our Staff has compiled our research into a database of FINRA Broker Disclosures for Harbour Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Herbert Frederick Allen | 2168057 | 2 | 03/06/2009 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Ian C Dick | 4648239 | 1 | 08/14/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Kenneth Carl Kauth | 1250530 | 3 | 11/16/2006 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Paul Alan Block | 1522805 | 1 | 08/25/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kim I Marshall | 1690764 | 1 | 12/18/2003 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Kenneth Carl Kauth | 1250530 | 3 | 07/11/2002 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Chris Charles Morgan | 2265541 | 2 | 12/29/1999 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |