Our Staff has compiled our research into a database of FINRA Broker Disclosures for Financial Goal Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Evan Kocen | 1306954 | 4 | 10/22/2003 | Customer Dispute | Award / Judgment | $84,000.00 | $17,488.40 | See FINRA Report |
| Joel Evan Kocen | 1306954 | 4 | 01/21/1999 | Customer Dispute | Award / Judgment | $355,000.00 | $302,204.00 | See FINRA Report |
| Bryan Stuart Kocen | 2119036 | 1 | 01/21/1999 | Customer Dispute | Award / Judgment | $355,000.00 | $302,000.00 | See FINRA Report |