Our Staff has compiled our research into a database of FINRA Broker Disclosures for Credit Agricole Securities (USA) Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erik Alden Frost | 7364653 | 7 | 03/10/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Erik Alden Frost | 7364653 | 7 | 02/10/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Erik Alden Frost | 7364653 | 7 | 01/12/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Erik Alden Frost | 7364653 | 7 | 12/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Alden Frost | 7364653 | 7 | 12/08/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Erik Alden Frost | 7364653 | 7 | 12/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Alden Frost | 7364653 | 7 | 10/20/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| William Michael Stiffler | 2354321 | 1 | 05/27/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| C Page Dillehunt | 5490324 | 1 | 07/07/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roger Eldon Heflin Jr | 2450950 | 1 | 12/06/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |