Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fieldpoint Private Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nathan Kodsi | 2938033 | 1 | 09/22/2000 | Customer Dispute | Settled | $5,614.75 | $0.00 | See FINRA Report |
| Daniel Isreal Schapiro | 2335244 | 5 | 09/12/2000 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Kevin Thomas Doyle | 2189452 | 4 | 07/21/2000 | Customer Dispute | Settled | $53,336.60 | $0.00 | See FINRA Report |
| Peter Sandler | 2847717 | 2 | 01/24/2000 | Customer Dispute | Denied | $6,606.40 | $0.00 | See FINRA Report |
| David Thomas Pawloski | 1438717 | 6 | 09/09/1999 | Customer Dispute | Settled | $31,000.00 | $0.00 | See FINRA Report |
| Daniel Isreal Schapiro | 2335244 | 5 | 05/20/1999 | Customer Dispute | Settled | $126,000.00 | $0.00 | See FINRA Report |
| Daniel Isreal Schapiro | 2335244 | 5 | 01/22/1999 | Customer Dispute | Settled | $116,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Schiavello | 2153242 | 3 | 08/14/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Isreal Schapiro | 2335244 | 5 | 08/05/1998 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Michael Rolf Siek | 2072767 | 4 | 07/30/1998 | Customer Dispute | Settled | $648,000.00 | $0.00 | See FINRA Report |