Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fieldpoint Private Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Rolf Siek | 2072767 | 4 | 08/27/2008 | Customer Dispute | Settled | $426,612.00 | $0.00 | See FINRA Report |
| Larry Dean Lavoice | 2125013 | 3 | 04/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rueben Saul Schatz | 4659670 | 1 | 01/04/2008 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |
| Larry Ovadia Cohen | 3191796 | 2 | 01/14/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Doyle | 2189452 | 4 | 09/29/2004 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| David William Reimer | 2350952 | 2 | 05/10/2001 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Nathan Kodsi | 2938033 | 1 | 09/22/2000 | Customer Dispute | Settled | $5,614.75 | $0.00 | See FINRA Report |
| Daniel Isreal Schapiro | 2335244 | 5 | 09/12/2000 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Kevin Thomas Doyle | 2189452 | 4 | 07/21/2000 | Customer Dispute | Settled | $53,336.60 | $0.00 | See FINRA Report |
| David Thomas Pawloski | 1438717 | 6 | 09/09/1999 | Customer Dispute | Settled | $31,000.00 | $0.00 | See FINRA Report |