Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fieldpoint Private Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Isreal Schapiro | 2335244 | 5 | 05/20/1999 | Customer Dispute | Settled | $126,000.00 | $0.00 | See FINRA Report |
| Daniel Isreal Schapiro | 2335244 | 5 | 01/22/1999 | Customer Dispute | Settled | $116,000.00 | $0.00 | See FINRA Report |
| Daniel Isreal Schapiro | 2335244 | 5 | 08/05/1998 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Michael Rolf Siek | 2072767 | 4 | 07/30/1998 | Customer Dispute | Settled | $648,000.00 | $0.00 | See FINRA Report |
| Vasilios Takos | 2500839 | 3 | 11/19/1997 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| David William Reimer | 2350952 | 2 | 05/12/1997 | Customer Dispute | Withdrawn | $131,500.00 | $0.00 | See FINRA Report |
| Daniel Isreal Schapiro | 2335244 | 5 | 03/11/1997 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Vasilios Takos | 2500839 | 3 | 02/12/1997 | Customer Dispute | Settled | $179,661.00 | $0.00 | See FINRA Report |
| Stephen Michael Kann | 1641281 | 5 | 11/01/1995 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Michael Rolf Siek | 2072767 | 4 | 03/13/1995 | Customer Dispute | Award / Judgment | $50,000.00 | $15,476.00 | See FINRA Report |