Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Laurence Rowe | 2612911 | 1 | 10/28/2003 | Customer Dispute | Settled | $56,666.70 | $0.00 | See FINRA Report |
| Brandon Thomas Oliver | 4915901 | 1 | 03/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |