Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Alan Bowman | 2898756 | 1 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Scott Barber | 4617523 | 5 | 09/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Scott Barber | 4617523 | 5 | 10/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Scott Barber | 4617523 | 5 | 10/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Scott Barber | 4617523 | 5 | 04/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Scott Barber | 4617523 | 5 | 09/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodolfo G Choperena | 2107438 | 2 | 01/16/2013 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Rodolfo G Choperena | 2107438 | 2 | 04/27/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Milton Bevill | 827161 | 1 | 09/23/2009 | Customer Dispute | Settled | $11,406.00 | $0.00 | See FINRA Report |
| Phillip Morgan Evans | 1799026 | 1 | 12/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |